Southern Capital Services INC

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Home | Southern Capital Services, Inc. Skip to main content menu 251-626-1140 || info@southerncapitalservices.com Charles Schwab Schwab Resources Retirement Rescue E-book Retirement Plans Made Easy Home Our Story Our Team Our Book Services Newsletter Blog Contact Disclosures Form CRS Charles Schwab Schwab Resources Retirement Rescue E-book Retirement Plans Made Easy Previous Slide Next Slide Not Sure How To Invest? Let Us Help. Portfolio Management Retirement Consulting 401k Plan Review College Savings Put our years of experience to work for you! Did you know that two of our associates are Dave Ramsey SmartVestor's? Click here to find out more about Eric Nager. Click here to find out more about Wendy Nelson Bailey. Southern Capital Services TV Interview What is an Independent Registered Investment Advisor (RIA)? An RIA is in the business of giving advice. An independent RIA is not owned by another company or institution. An RIA has a Fiduciary Responsibility to their clients. They are legally required to put the client’s interest first. This is a higher standard that what is required of brokerage firms, which is the suitability of an investment for an individual client. An RIA is typically compensated by fees for advice, rather than commissions on buying selling. An RIA is regulated by the Securities and Exchange Commission (SEC) or the state in which they operate. The Difference Between an RIA and a Broker Blogs When the Headlines Keep Changing, Your Strategy Shouldn’t Eric

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