SEC CRD #801-10970
LPL Financial - Homepage SharePoint Sign In --> To navigate through the Ribbon, use standard browser navigation keys. To skip between groups, use Ctrl+LEFT or Ctrl+RIGHT. To jump to the first Ribbon tab use Ctrl+[. To jump to the last selected command use Ctrl+]. To activate a command, use Enter. Browse Tab 1 of 3. Page Tab 2 of 3. Publish Tab 3 of 3. Follow LPL PAC Employee Contribution Advisor Contribution About LPL & Government Relations LPL Advocacy Efforts LPL Financial Brochure 50 State Network Overview Join Resources LPL Voter Center FINRA's BrokerCheck Login LPL Government Relations We support our financial advisors and their clients by developing and advocating positions on issues affecting the delivery of objective financial guidance and advice. Learn More Homepage We believe in personalized financial advice and we advocate on issues impacting our advisors, their clients, and the financial services industry. ADVOCATE By engaging with legislators and regulators on both a state and federal level, we are able to directly shape the future of the financial services industry. ENGAGE Together we are making a difference. Our voices are being heard on important policies that affect the financial service industry. EMPOWER Latest News Who We Are Our Government Relations team is dedicated to advancing LPL Financial’s interests with legislators and regulators in Washington, DC and the 50 states through advocacy and
JAMES MCHALE
EVP, CHIEF COMPLIANCE OFFICER
📞 (704) 733-3300
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AUM
$618.9B
Location
FORT MILL, SC
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